A broker acts as an intermediary between buyers and sellers to facilitate securities transactions. Brokers are licensed professionals who typically represent one or more financial services firms, and they can execute trades, provide investment advice, and prepare reports on market activity. Brokers collect a commission or a fee for their services and are required to be registered with regulatory bodies such as the Securities and Exchange Commission (SEC) in the United States.
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About the author
Jenna Lofton, MBA is a stock trading and investment expert with over a decade of experience in the financial industry. She began her career as a financial advisor on Wall Street and now helps everyday investors make smarter financial decisions through StockHitter.com.
Her insights simplify complex financial topics into actionable strategies for beginners and seasoned traders alike.